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investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
Bangkok, June 25, 2015 - The SEC suspended {A}, a former capital market investment consultant of Phillip Securities (Thailand) Public Co., Ltd., for making trading decision on client's behalf and
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
systems and financial reporting standards shared experiences and perspectives on crucial preparatory topics for companies seeking fundraising. These included practical challenges, best practices in due
practical application to the context of each organization. With 77 representatives from 46 listed companies in attendance, the workshop took place on 24 July 2024, in Bangkok.Ms. Areewan Aimdilokwong, SEC
hearing last year in order to make the rules practical for the business operators. The consultation paper on the draft regulations is available at www.sec.or.th/hearing or contact the Intermediaries