operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
Annual Registration Statement (Form 56-1) and the Registration Statement for Securities Offering (Form 69-1) to include the CG Code compliance as well as other important information such as the level of
in the Thai capital market also resulted in higher level due to reliable financial reports of listed firms, helping facilitate those firms? overseas fund raising and boost competitive edge of capital
advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital
ประเภทนายหน้าซื้อขายหลักทรัพย์ที่เป็นหน่วยลงทุน มีหน้าที่ต้องประเมินระดับความเสี่ยงเกี่ยวกับระบบเทคโนโลยีสารสนเทศซึ่งส่งผลต่อการดำเนินธุรกิจของผู้ประกอบธุรกิจตามแบบรายงาน Risk Level Assessment ("
; Level 4 Investment Advice Diploma ผู้แนะนำการลงทุนด้านตลาดทุน
money received from the IPO after deducting the actual expenses 4. Acquisition of all ordinary shares of Modern Pharma Company Limited, "Modern Company", which is a transaction concerning asset
the ratification of the acquisition of assets of the ordinary shares of Phuketfuture Development Company Limited in the proportion of 80 %, approved by the Board of Directors' Meeting No. 4/2015 held on