of the Office of the Securities and Exchange Commission No. Sor Nor. 34/2566 Re: Rules, Conditions and Procedures for Managing Provident Funds (No. 4): https://publish.sec.or.th/nrs/10023p_r.pdf
. The SEC is therefore conducting a public hearing on the proposed amendments. The major changes to be introduced are as follows: (1) Specifying the process of SEC Office in assessing whether the
of the Office of the Securities and Exchange Commission No. Sor Nor. 34/2566 Re: Rules, Conditions and Procedures for Managing Provident Funds (No. 4): https://publish.sec.or.th/nrs/10023p_r.pdf
executive of securities issuing companies and listed companies (as the case may be). Furthermore, the SEC has reported the above proceedings to the Anti-Money Laundering Office for further consideration of
websites or emails: wongsakorn@sec.or.th or dpsec@sec.or.th. The public hearing ends on 30 May 2024. __________________ Note: * Notification of the Office of the Securities and Exchange
Center via Hotline 1207 or through SEC Office Facebook Page or SEC Live Chat on the SEC website for further in-depth investigation.______________________ Remark: * SEC News No. 125/2021 headlined
or the application “SEC Check First”.Any signs and clues of suspicious activity can be notified through the “SEC Help Center”, Tel. 1207, or Facebook page “SEC Office” or SEC Live Chat on the SEC
travel to, and temporarily reside in, Thailand. They must also conduct Know Your Customer/Customer Due Diligence (KYC/CDD) procedures according to the criteria of the Anti-Money Laundering Office (AMLO
revisions/updates, all clients must be informed accordingly. The notification was published in the Royal Gazette and came into force on 16 November 2023.Remark: * The Notification of the Office of the
responsibilities of the SEC and related authorities: prescribing powers and responsibilities of the Minister of Finance, the SEC Board, the Capital Market Supervisory Board, and the SEC Office. These entities are