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the Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange
market as a whole. Clause 3 This Notification shall come into force as from 1 December 2011. Notified this 23th day of November 2011. -signature- (Nawaporn Ruangskul) Chairman The Securities and Exchange
Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange Act B.E