received from committing the offense in an amount of 12,430.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil

benefit received from committing the offense in an amount of 36,242.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section

the offense in an amount of 80,000.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 07/03

amendment) Section 242 (1) Civil Action Dated 20/04/2022

Mr. Chan Hon Kit Mr. Chan Hon Kit, knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance. Subsequently, on 16 October to 3 November 2017, he

Mr. Chan Tin Shu Mr. Chan Tin Shu knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance, disclosed by Mr. Chan Hon Kit. Subsequently, on 9

reimbursement of investigative expenses in an amount of 51,809.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 20/04/2022

Act (the fifth amendment) Section 242 (1), 242 (2) and 242 (2) Civil Action Dated 20/04/2022

Limited (TU)’s Q3/2017 performance, by allowing Mr. Chuan to use her securities’ s trading account to purchased TU shares prior to the disclosure of such inside information to the public on 6 November 2017

investigative expenses in an amount of 51,809.00 Baht SEC Act (the fifth amendment) Section 242 (1) and 242 (2) Civil Action Dated 20/04/2022