three-year term, starting from 5 February 2021.   Pursuant to the Transitional Provisions of the Securities and Exchange Act (No. 6) B.E. 2562 (2019), three members of the SET Board of Governors have

Section 57 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016), and thus liable to the imposition of civil sanctions under Paragraph 2

opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act

act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be

to enforce compliance in accordance with the letter of consent, seeking payment of the civil sanctions together with interest under Section 317/7 of the Securities and Exchange Act B.E. 2535 (1992

Committee as follows :     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 15/09/2017

or executive at any issuing or listed companies for 1 year SEC Act (before the fifth amendment) Section 241 Civil Action Dated 06/06/2018

of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 06/06/2018

> SEC Act (before the fifth amendment) Section 241 Civil Action Dated 30/03/2018

>     - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 30/03