prescribed by the Office. Clause 15.11 Securities company shall appoint a person, registered with the Thai Bond Market Association, who responsible for securities trading. Chapter 312 Contacting, Soliciting or
identity of the client or the beneficial owner and controlling person of the company; (3) a foreign collective investment scheme (CIS) which is not registered with or authorized by its official regulator; (4
determining the true identity of the client or the beneficial owner and controlling person of the company; (3) a foreign collective investment scheme (CIS) which is not registered with or authorized by its
shall register the statement of claim and submit a copy of such statement of claim to the respondent at the address indicated in the statement of claim via registered mail; (2) the statement of claim does
claim via registered mail; (2) the statement of claim does not meet the conditions set forth in Clause 6, the Office shall notify the rejection and return such statement of claim to the claimant within
qualifications: (1) Having paid up registered capital not less than one hundred million baht; (2) Not having a reasonable ground to believe that the applicant has financial condition that is likely to cause damage
following qualifications: (1) Having paid up registered capital not less than one hundred million baht; (2) Not having a reasonable ground to believe that the applicant has financial condition that is likely