Bangkok, January 8, 2015 ? The SEC has moved forward the integration of the Agricultural Futures Exchange of Thailand (AFET) and the Thailand Futures Exchange (TFEX) in accordance with the Cabinet
since the date of the entry of the plaint (26 December 2018) until the payment is made in full; a suspension of trading in securities on the Stock Exchange or the over-the-counter center, or derivatives
in the Stock Exchange of Thailand under the name of "Bill Trade" without proper licenses granted, violating Section 90. On February 9, 2011, the court sentenced the accused to a fine of
Mr. Yuttana Lipirodkul Mr. Yuttana Lipirodkul operated securities and derivatives businesses without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions
advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535
person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289
without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the
audited financial statements for the year 2016, the annual registration statement for the year 2016 (Form 56-1) and the annual report for the year 2016 (Form 56-2) to the SEC Office and the Stock Exchange