. In case where the auditor under the first paragraph is ineligible to do auditing and put his or her signature in the opinion on the financial statement of a securities company throughout the remaining
thereunder. Clause 4 In the case a derivatives business operator intends to submit the financial statements under Clause 3 to the SEC Office in an electronic form, the derivatives business operator shall
Clause 4 In the case a derivatives business operator intends to submit the financial statements under Clause 3 to the SEC Office in an electronic form, the derivatives business operator shall submit the
invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading
. In this regard, the management company shall appoint only one [1] person who obtain approval to be listed in the register according to rules set out in the second paragraph of Clause 6. (2) in case the
) in case the management company appoint its permanent employee to be Property Fund Manager, such person shall hold the position with either of the following characteristics: (a) not causing any
, the SEC https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2004.pdf Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can
business operators take full ownership of the written BCM policy and enforce strict implementation of the BCM plan. In case of outsourcing business functions to service providers, the https://www.sec.or.th