interest before deciding to invest. In case of IPOs, investors can access important information in the prospectus provided by the issuer or inquire securities companies. After subscription, investors should

director or executive position at any issuing and listed companies* for two years and one year, respectively.   ___________________________ *Notification of the Securities and Exchange Commission No. Kor

were required to pay a civil monetary penalty, return the benefits received from committing the offense, a  bar from serving as directors or executives in securities issuing companies or securities

SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business

applicable to the auditors, it is deemed to be applicable to the listed companies as well. In addition, SEC has issued the practical guidelines for use by the audit committee in consideration of

, etc. For cross-border offering of CIS under ASEAN CIS framework, the SEC may grant a waiver of compliance with Thai regulations for Thai asset management companies? offshore offering to promote the

transactions caused both companies to become PAF ' s subsidiary company and affiliated company, respectively, but the auditor was unable to review and audit to satisfy such investment value.(2) The financial

boosting the Thai bourse to become fundraising destination for businesses in Mekong region. Currently, a number of high potential companies in the region express their interest in raising funds through the

Association of Securities Companies with the SEC approval. In addition, the Capital Market Supervisory Board has approved revision on regulations to require securities underwriter either equity or debt

derivatives market and Yuan investment in the Thai capital market as well as encouraging securities companies to establish commercial presence in the other jurisdiction were also discussed in the meeting. Thai