follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
On 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the SEC’s proposal for amending the regulations related to quota allocation for foreign exchange transactions of
On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “Board Governance & Culture” เพื่อส่งเสริมให้เกิดค่านิยมและวัฒนธรรมที่ดี รวมถึงการกำกับดูแลกิจการที่ดี พร้อมทั้งแจ้งผลการ
such behavior for future reference.The above investment consultants' actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval
to invest in the securities also exceeded the amount approved by GEN executive board, resulting the company to suffer a 265 million baht loss. Serious weakness in GEN?s internal control relating to the
of duty is found. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business
, relevant impacts and recovery plan, including the reason why the company failed to make necessary preparation in advance to avoid such default. EARTH's board of directors must clarify to the SEC and disclose
Bangkok, May 18, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala said after the Capital Market Supervisory Board's Meeting that the Board resolved to amend the underwriting rules and
do so in the future; - To limit the collective shareholding of all patrons and related persons up to 25 percent of the IPO shares sold; - To require the board of directors to approve the criteria for