year 2022 (3) the reviewed financial statements for Q1/2023 (4) the reviewed financial statements for Q2/2023 This case is in the process of inquiry by the inquiry official SEC Act S.56(2)(3)(4

fulfilled this obligation This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024

Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024

obligation This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 19/03/2024

Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 19/03/2024

failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 56(2) Criminal Complaint Filed with

the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 56(2) Criminal Complaint

obligation. This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 24/09/2024

Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 24/09/2024

and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1