Commission  SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities Companies   20/07/2004 01/02/2005 2. Notification of the Office of the Securities and Exchange

Commission  SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities Companies   20/07/2004 01/02/2005 2. Notification of the Office of the Securities and Exchange

Commission  SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities Companies   20/07/2004 01/02/2005 2. Notification of the Office of the Securities and Exchange

Commission  SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities Companies   20/07/2004 01/02/2005 2. Notification of the Office of the Securities and Exchange

e-service Online Submission Securities Brokerage Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

หลักทรัพย์ / จำนวนผู้ถือครอง) - หุ้นกู ้ - หุ้นกู้อนุพันธ์แฝง - หุ้นกู้ Securitization - ตราสาร Basel III - ศุกูก - พันธบัตร/หุ้นกู้ต่างประเทศสกุลเงินบาท (“Baht Bond”) - หุ้นกู้แปลงสภาพ - ตราสารหนี้ของ

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Notification of the Securities and

   32/2552    03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities

   32/2552    03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities