above actions are liable to be in violation of Section 312 and Section 281/10 in conjunction with Section 300 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be).Therefore, the

any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited

imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings. ________________________

Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) may be subject to legal action under such relevant laws, with both imprisonment and fine penalty. In case of an act liable to violation of

to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The

with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the

-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation

such behavior for future reference.The above investment consultants' actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval

annual inspection report and coordinate with and notify the SEC in cases of executive?s or employee?s violation of law. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders