to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The

with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the

-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation

such behavior for future reference.The above investment consultants' actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval

annual inspection report and coordinate with and notify the SEC in cases of executive?s or employee?s violation of law. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders

of duty is found.  The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business

January 10, 2008, filed complaints against (1) {B} and (2) {A} for aiding or abetting the CWT share price manipulation from July 15, 2004 to February 9, 2005 in violation of Section 243 and Section 244 of

manipulation is in violation of Sections 243 (2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA).The Settlement Committee, therefore, imposed the separate fines of 16,071,788.32 baht and 4,563,791.25

inappropriate and deemed as interfering with client's assets.As both investor contacts' actions are in violation of Clause 14(2) of the Notification of the Office of the Securities and Exchange Commission No