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Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5636

หนังสือชี้ชวนกองทุนรวม - ECOMM : กองทุนเปิด KTAM SET Commerce ETF Tracker

บริษัท หลักทรัพย์จัดการกองทุนกรุงไทย จำกัด (มหาชน)|กองทุนรวมอีทีเอฟ,กองทุนรวมหมวดอุตสาหกรรม | วันที่เสนอขาย : 27/05/2556 - 03/06/2556

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0318&PYR=2556

Investor Alert : Facebook page "Trade gold" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

Facebook page "Trade gold" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0160&CaseYY=2568

SEC sanctions five investment consultants for trading securities through clients' accounts for their own benefits and using non-financial institution loans

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4857

SEC and Chulalongkorn University’s Faculty of Commerce and Accountancy present digital asset research at the 26th IOSCO Seminar Training Program

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Commerce and Accountancy, Chulalongkorn University, presented digital asset research at the 26th IOSCO Seminar

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11196

SEC penalizes an investment consultant for accepting an investor’s assignment to make trading decisions and fabricating that certain trading orders are sent by the investor

According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8167

Investor Alert : Facebook page "Amazon Trading online" impersonates "PTT Oil and Retail Business Plc."

Facebook page "Amazon Trading online" impersonates "PTT Oil and Retail Business Plc." : Unlicensed securities and derivatives business (Disclosure Date : 24/04/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1638&CaseYY=2568

Investor Alert : Facebook Page "แม่ทองสุก Trading" impersonates "MTS Gold Co., Ltd."

Facebook Page "แม่ทองสุก Trading" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 29/01/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=109&CaseYY=2567

Investor Alert : Facebook page "MTS Gold Trading" impersonates "MTS Gold Co., Ltd."

Facebook page "MTS Gold Trading" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=584&CaseYY=2566

Investor Alert : Facebook page อ้างชื่อ HGF Day Trading Gold Futures

Facebook page อ้างชื่อ HGF Day Trading Gold Futures : Unlicensed securities and derivatives business (Disclosure Date : 28/05/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=731&CaseYY=2567