civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor

then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client;    (2)  In July 2017, Nutnicha borrowed shares of

Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a

million baht.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to

to approve that EARTH underwent a business rehabilitation process.  The SEC, then, had a question regarding the existence and status of the increased debt of THB 26,000 million.The investigation

Exchange of Thailand (SET) and the SEC?s further investigation, it was found that on 20 January 2014 Rapi, then managing director and major shareholder of RASA, reported to the SET that the company neither

deposit slip with the name of another client who was related to himself. The transferred money then paid for the related client?s trading transactions, subscriptions for on-the-counter securities, and

shares on a continual basis causing the share price to be inconsistent with the normal market conditions to induce the public into trading of such share. Pathaipoom and Chalalai, then investor contacts of

issuing short-term bill of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second

of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second paragraph of Section