), and (4) the annual report for the year 2012 (Form 56-2, 2012) the public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and
on derivatives or law on trust for transaction in the capital market; (3) “alleged person” means person against whom the SEC Office, based on its findings, preliminarily considers that [such person
account to engage in market misconduct. The civil penalty begins with the SEC?s submitting the case to the Civil Penalty Committee to approve commencing civil penalty proceedings against the alleged
Kalayanamitr was also charged by the public prosecutor as another alleged offender in this case.
to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of
Plc. (LVT) concerning alleged unfair treatment in course of the SEC investigation.The SEC Deputy Secretary-General Vasant Thienhom revealed that ?the interview is a process of gathering evidence in
in the arrest of two directors of CAI and the seizure of CAI’s assets for alleged money-laundering offences. The SEC has found that ERX (operating under the trade name ‘KuCoin Thailand’), which
AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be significantly increased, alleged purchased AH share by using such insider information through MR. KOH LIAN KING’s securities
the public on 14 February 2022 at 6.03 pm, Mr.Viroj Patcharawattanakul alleged purchased AH shares by using such inside information through his securities trading accounts. 08/08/2025 agreed to