Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut
Following the issuance of the notifications relating to establishing SSF listed securities and the notification on waiving application and registration fees on 13 March 2020, SEC today met with
unitholders or may cause the unitholders to lose benefits that they are entitled to. Moreover, The persons performing the duty must give opinions relating to seeking a unitholders’ resolution to provide the
SEC is holding a public hearing on the proposed amendments to the regulations governing REIT indirect investment. According to the current regulations relating to issuance and offer for sale
securities or entering into derivatives contracts, and a bar from serving as directors or executives of securities issuing companies or securities companies.In this regard, since the offenses relating to
qualifications of CIS to be offered to non-retail investor in Thailand, conditions relating to offer of CIS, duty of selling agent as well as procedure for filing of application for inspection on qualifications of
consultation paper is available on the SEC website at www.sec.or.th. The draft regulation includes qualifications of CIS to be offered to non-retail investor in Thailand, conditions relating to offer of CIS
Pack (Thailand) Plc. (NIPPON) to the Department of Special Investigation (DSI) on May 27, 2010 and April 29, 2011 in the offences relating to fraud and embezzlement and falsifying documents during 2008
consideration of money laundering offenses, as well as offenses relating to the financing of terrorism and the proliferation of weapons of mass destruction, both in Thailand and overseas. In addition, serious
. Accordingly, the SEC is inviting public comments on the draft notifications relating to the criteria on the use of proceeds, with the key elements summarized as follows: (1) Amendments to the issuer eligibility