support or hinder the SEC’s proceedings; and records or past demeanors indicating unsuitability to serve as personnel in capital market businesses. The SEC reiterates that investors should regularly

or hinder the SEC’s proceedings; and records or past demeanors indicating unsuitability to serve as personnel in capital market businesses.  The SEC emphasizes that investors should regularly

date on which the business operator is unable to maintain NC.        (3) Amendments to regulations on the retention and disclosure of information by the CSD, requiring the CSD to maintain records of

, because in transaction records in accordance with TFRS16. This caused a decrease in Q3’20 compared to Q2’19 even though the rental space was not lower. - Farm business saw is income increase both in the

in transaction records in accordance with TFRS16. This caused a decrease in Q2’20 compared to Q2’19 even though the rental space was not lower. - Farm business saw is income decrease both in the three

evidence relating to derivatives trading under the following rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date

rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the

. Their misconduct also included arranging or allowing fabrication of accounting records inconsistent with the facts to deceive other persons. The 25 persons charged with the criminal complaints are as

, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director

ความสำคัญจะไม่ถูกเปลี่ยนแปลงแก้ไขโดยไม่ได้รับอนุญาต ตลอดช่วงเวลาที่มีการใช้งาน 35 ผู้ประกอบธุรกิจต้องจัดให้มีการบันทึกและจัดเก็บหลักฐาน (logs) ของระบบงานที่มีความสำคัญ [ ข้อ 8.4 แนวปฏิบัติ 1 ] คณะทำงาน