was consequently liable to the penalties as prescribed in the first paragraph of Section 281/2 of the SEA.  Since Nittimon had refused to enter the settlement process, the SEC filed the complaint with

such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a

) on May 18, 2016 after they had refused to enter the criminal fining process. Following the Stock Exchange of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Chalaem, then

, they were posted on misconduct records and will be refused approval for capital market personnel status for 10 years in case of {A} and 5 years in case of {B}, as from June 18, 2011.  

, and a separate fine of 333,333.33 baht on each of the other three persons for aidding and abetting in the case.  Surasak and Ekkamon refused to enter the criminal fining process. The SEC, therefore

client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is https://publish.sec.or.th/nrs/6086pe.doc บท

Investigation (DSI) after he had refused to enter the settlement process for aiding and abetting the share price manipulation of RCI on May 2 2008, which is in contravention of Section 243 (1) in conjunction with

refused derived fuel technology, and being a consultant for various engineering projects which will support the Company’s business expansion. Moreover, having a well- known business partner, as a major

. The Company views that SUTGH’s shareholders are strategic investors; will bring their knowledge and expertise in refused derived fuel technology, and being a consultant for various engineering projects

Clause 31 in order to identify the real client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is