securities companies. Any transactions not ordered by investors themselves should be rejected or an objection should be made immediately to prevent potential damage

account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person

securities or derivatives, investors are advised to examine beforehand whether the solicitor is a legally approved or registered entity to prevent potential damage. The SEC list of licensed entities is

admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a

concession to supply electricity for Myanmar Electric Power Enterprise. The potential contract agreement with VTE would support GEP-Myanmar in its construction of the solar power plant within the deadline of

advice on suitable products in compliance with standard of conducts;(3) Giving knowledge through activities and channels by preparing plan for financial literacy and investor potential for 2011-2013 which

identified, e.g., profits generated from normal business operation with potential recurring in the following years as opposed to those from speculative transactions during economic upturn such as profit from

and is in the process of realizing the potential for developing CDM projects to generate state revenues.However, CDM is relatively new in Thailand and access to sources of fund is limited because of the

structures and details could be changed at anytime; as such the potential impact can actually be assessed when the company reaches conclusion on proper structure or the SEC approves fund establishment.In this

that it is a potential project with ability to generate profit and create value to the shareholders continually. The independent financial advisor (IFA), on the contrary, opined that CWT shareholders