business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment advisory service, ranging from the level of the
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 25/11/2020 ( ) Direct sale/purchase Phahana Investor Co.,Ltd
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 18/01/2021 Thai Securities company CGS-CIMB SECURITIES (THAILAND
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 22/01/2021 ( ) Direct sale/purchase Phahana Investor Co., Ltd
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 11/03/2021 Thai Securities company CGS-CIMB SECURITIES (THAILAND
providing service to a client, a derivatives broker shall proceed as follows: (1) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives
) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives prices as well as financial status, ability to deposit of margins and debt
Limited 4 MANAGEMENT DISCUSSION AND ANALYSIS FOR PERIOD ENDED 31 MARCH 2020 3. Financial highlights (based on Thai FRS) Q1 2020 Financial Position Summary as of 31 March 2020 compared to Q1 2019: Note
calculated based on and consideration of the effect, in proportion of shareholdings, to the shareholders on offering the newly issued shares to the existing shareholders) (which equivalent to THB 1.16 per