Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis
SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of
channel to communicate with the customers promptly as well as to increase pleasant level and top impression for keep maintain the existing customer base together with the increase of new customers. ▪ Risks
Foreign ETF deemed as Securities not Subject to Provisions on Public Offering of Securities 24/12/2010 16/01/2011 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12
7. Notification of the Office of the Securities and Exchange Commission SorNor. 28/2549 Re: Investment and Holding for Assets of a Fund (Synopsis) 8. Report/Form (Notification of Securities and
/2005 01/11/2005 2. Notification of the Securities and Exchange Commission 37/2548 (Synopsis) 13/09/2005 01/11/2005 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553