charge of capital market business and suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already

particular, she failed to properly discharge her professional duties with loyalty, to provide services with honesty, and to perform her duties with professional due care. The SEC therefore suspended approval

is suspended for two months, starting from 18 December 2020. TMB itself had already terminated the employment of all three investment consultants. {D} and {A} were dismissed without compensation

suspended from trading on the SET since 12 January 2017. This incident, however, worked for Wichai's benefit because his IFEC shares of more than 57.46 million used as the collateral for the his margin

Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014. The SEC therefore has suspended him from functioning as capital market

reduced the punishments by half, resulting in the defendants to pay a fine of 20,000 baht each while {C} and {D} were also sentenced to a six-month imprisonment. The jail term, however, was suspended for

three offenders from performing duties as branch manager in the capital market business and suspended their approval as investment consultant and investment planner for four months each; {I}'s suspension

Project remains exposed to legal risk if the ongoing construction is considered as building modification. As such, the Project building could be suspended and/or might be demolished.  In this regard, the

sub clause (1), except when it has elapsed at least 3 years after having been punished or suspended the inflicting punishment until the date of submitting application to the SEC Office: (a) having been

decreased by Baht 133 million because in Q2/2017 there were more number of Rayong Central Utilities Plant’s customers who had halted for maintenance than there were in Q2/2016. Therefore, the volume of gas