provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities
, financial policy formulation, financial supervision and market oversight, covering banking, insurance and capital market sectors. The SEC and FSC are both members of the International Organization of
(SEA). The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net
Bangkok, April 8, 2011 - The SEC is proposing revision to regulations on investment of provident funds (PVDs) to allow fund members to diversify their investment properly and to support PVDs with
2013 also facilitates Thai companies? securities offering in the EU members as Thai auditors are allowed to audit and certify their financial statements without having to register with independent audit
young age or about to retire. As a result, policy makers are recommended to determine flexible framework and master investment plan that could reflect and response to each and/or most of members
conditions; payout of 5,000 baht a month until reaching 80 years of age or 10,000 baht a quarter until death, for instance. Retired members obtaining money from provident funds can continue their investment in
way for an integrated ASEAN capital market and upcoming AEC. I also wish to encourage other ASEAN members to become signatories to this MOU to promote yet further fund raising opportunities in this
30 percent of the NAV. In addition, to offer more choice to PVD members, establishment of PVDs as sector fund whose investment policy concentrates on securities of certain industry sectors is allowed
members recognized the importance of effective cooperation and agreed to use this multilateral forum to facilitate policy discussion and further develop cross-border assistance. In addition, they agreed to