violation of Clause 6(1) of the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Capital Market Personnel dated September 14, 2010. Two-year
/2548 13/09/2005 01/11/2005 2. Notification of the Securities and Exchange Commission 37/2548 (Synopsis) 13/09/2005 01/11/2005 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor
/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 2. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 26/2551 Rules, Conditions
. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 10. Notification of Capital Market
/2005 01/11/2005 2. Notification of the Securities and Exchange Commission 37/2548 (Synopsis) 13/09/2005 01/11/2005 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553
Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010 and Clause 3 of the of the Notification of Capital Market Supervisory
Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry ------------------------------ By virtue of the following Sections: (1) Section 16/6 and Section
Commission SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor 19/10/2004
Supervisory Board TorThor/Khor/Dor/Nor. 62/2552 Determination for Securities Companies to Proceed with Customer Complaints 03/08/2009 01/09/2009 9. Notification of Capital Market Supervisory Board 63/2552
/2006) (Synopsis) 26/09/2000 01/01/2001 4. Notification of Capital Market Supervisory Board 5/2556 15/02/2013 01/04/2013 5. Notification of Capital Market Supervisory Board TorThor/Khor/Dor/Nor