The Roadmap, whose development involved consultations with various stakeholders, ranging from issuers, institutional investors, information providers and ESG-related organisations via the ACMF
legislation.A piloting process is underway to test arrangements. A number of fund managers and service providers are participating in the pilot with regulators.The pilot is expected to include making and
qualifications based on the stipulated criteria.SEC has published the list of business operators granted approval to be wealth advisory service providers on SEC’s website www.sec.or.th and those who need more
stories reflecting high growth potential of the industries.At present, lots of potential and capable digital content providers in Thailand lack adequate funding or need professional managers to help
entities from the fund-providers point of view.On behalf of the DBD, I genuinely appreciate this opportunity to work hand in hand with the SEC building up strength and competitiveness for Thai business
further inquiries, investors should contact their service providers or the SEC Complaint Center at Hotline 1207, via the SEC’s official Facebook Page at “สำนักงาน กลต,” or through SEC Live Chat on the
relevant parties and personnel responsible for the communications under Clause 6(3). Clause 8. If critical functions are outsourced to service providers, the securities company shall ensure that the business
providers, the securities company shall ensure that the business continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any
providers, the securities company shall ensure that the business continuity plan under Clause 6 UNOFFICIAL TRANSLATION covers events of disruption of service providers except where the securities company has
persons. Companies should arrange a call tree and a name list of customers, the main service providers and other relevant persons, including contact information, such as an office phone number, home phone