Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

Notification; (3) to allow the SEC Office to ensure compliance with this Notification, require securities clearing houses and central securities depositories to submit to the SEC Office reports or any particular

rating (if any); (6) any other information related to the trading of debt securities or having similar characteristics or related to the information under (1), (2), (3), (4) and (5). “REIT manager” means a

possible) General Equity Fund Bond Fund Mixed Fund Feeder Fund Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify

Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify ____________________________________________ 4) Is the Hong Kong Covered Fund a sub-fund of an

transaction size equal to 91.52%, which is based on the criteria of Total Value of Consideration, which is the highest result. Including of the Company does not have any assets acquired or disposed of during

transaction size equal to 91.52%, which is based on the criteria of Total Value of Consideration, which is the highest result. Including of the Company does not have any assets acquired or disposed of during

Office to participate in a regulator sandbox in accordance with this Notification. “ executive ” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called

in a regulator sandbox in accordance with this Notification. “executive” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called otherwise, and shall