e-service Online Submission See canceled document Derivatives Agent >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Dealer >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

Derivatives Exchange Licensing _______________ Clause 4 An applicant for the derivatives exchange license shall be a public limited company with the following qualifications: (1) having the registered capital

the criteria for considering the qualifications of bond issuers with a record of using the funds for a wrong purpose.  Additionally, the SEC is proposing to revise the wording in the relevant

August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge

regulations. The major changes that will be introduced by the SEC’s proposal include:   (1)  To revise the qualifications and licensing process for the securities companies that wish to apply for investment

secure, effective and efficient IT practices and IT usage in businesses. The update would also include requirements related to the information security audits and the qualifications of the auditor who must

required to apply for a license, obtain the qualifications and comply with the governing regulations before providing the service; and  (2)  Require digital asset custodial wallet providers and digital

person. In this regard, the business operator must consider the qualifications of the applicant in line with the governing regulations prior to submitting the application via SEC’s auto approval system

risk tolerance;    (3) To enhance PVD efficiency by improving member protection mechanism to ensure fair treatment whereby the qualifications, roles and responsibilities of the Fund Committee must