Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

CoinsTH failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a

November 25, 2024, Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza insufficiently provided the KYC/CDD system to ensure that

Coins TH Company Limited On September 7, 2024, Coins TH Company Limited ("Coins TH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and procedures as

to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH distributed advertising materials promoting its products without the clear and visible

to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership

is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient

the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system

CPT Holding Co., Ltd. CPT Holding Co., Ltd. (“CPT Holding”) and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market

Saishin Energy LLC. Saishin Energy LLC. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by