-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well as the capital market system.The consultation paper is available on
capital market system and will provide more up-to-date and practical framework. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments
companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential
not bring about liquidity problem and the funds? inability to appropriately sell their assets. Therefore, the SEC proposed to revise the regulations to be more practical in that the said dissolution
Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
April 30, 2020 holds 668,800,000 shares, equivalent to 40.20 % of EASTW’s total shares with voting rights. 3. General characteristics of the transaction. Due to the Covid-19 situation, the government has
% of EASTW’s total shares with voting rights. 3. General characteristics of the transaction. Due to the Covid-19 situation, the government has measures to assist the public. One of the measures is to
disruption may have significant impact on their clients, undertakings, businesses, reputation, financial condition, and operating performance; “use of mobile device” means the use of mobile devices in the
disruption may have significant impact on their clients, undertakings, businesses, reputation, financial condition, and operating performance; “ use of mobile device ” means the use of mobile devices in the
Exchange Commission No. Kor Thor. 33/2560 Re: Maintenance of Financial Condition of Licensed Derivatives Broker ________________________ By virtue of Section 9 and Section 49 of the Derivatives Act B.E. 2546