Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and
addition, the SEC will extend the scope of services for category B derivatives investor contact limited to gold derivatives to cover precious metals derivatives, and will allow selling agents whose services
comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual
Bangkok, December 16, 2013 ? SEC voted ?The Best Information Booth? award for the medium-sized booth category at SET in the City 2013. SEC Assistant Secretary-General Waratchya Srimachand received
Bangkok, June 17, 2013 ? The SEC has won an ?Outstanding Booth? award for the category ?less than 100 square meters? at Money Expo Bangkok 2013 hosted by Money & Banking Magazine. SEC Secretary
statements of securities companies in the category of Non-public Accountable Entities (NPAEs); and ?4.? To report financial transactions related to agricultural derivatives business more appropriately.? The
derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category
reference. 4 Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals
reference. Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals