initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources

diversification and the increasing cross-border offering of debt securities among ASEAN markets. More and easier access to voluntary rating information will be useful for Thai and foreign investors alike

that should have been recorded on audio tape were reported on a written trading order form instead. Evidence of trading order execution is critical and very useful, especially in case of disputes among

 Bangkok, May 30, 2014 ? The SEC kicks off ?Financial Literacy in Workplace? Project or ?FL in Workplace? to promote financial literacy and skills among Thai people through 100 companies and

fundraising, and long-term wealth creation for the public. Advancing the Thai Capital Market Competitiveness & Attractiveness through cooperation among government agencies and capital market organizations is

transforming processes that still rely on paper documents or data transmission among multiple market participants into a fully end-to-end digital process. As a result, the issuance, trading, transfer, and

among such business operators; to reduce reliance on foreign service providers under stricter conditions regarding accountability and the security of systems used for safeguarding customers’ assets; and

According to information from the Royal Thai Police as of March 2026, investment scams caused losses amounting to approximately THB 602 million, representing the highest level of damage among all

Stocks)” to ensure accurate and consistent understanding among stakeholders regarding the amended criteria. Notes:* Notification of the Securities and Exchange Commission No. KorJor. 4/2569 Re

business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these