more than 75% of all shares with voting right; (15) Foreign investors with the same characteristics as such investors under (1) to (14) mutatis mutandis; (16) Juristic person as permitted, on a case-by
branch office prior to the date on which this Notification comes into force, it shall be deemed that such derivatives broker is permitted to establish a full-service branch office or online branch office
established the full- service branch office or online branch office prior to the date on which this Notification comes into force, it shall be deemed that such derivatives broker is permitted to establish a
comparatives for the 2018 reporting period, as permitted in the standards. Thai Financial Reporting Standard no.16 (TFRS 16), Leases The Company has adopted that Thai Financial Reporting Standard by applying the
Covered Fund for the SEC’s consideration under a normal track. An application for establishment of fund via ‘auto approval’ track is not permitted. 5 2.2 Offering for sale and investment restrictions of a
newly established company other than companies under (4) for the purpose of applying for derivatives business license type Sor-1 . (10)3 a person who had been permitted to undertake derivatives business
the purpose of applying for derivatives business license type Sor-1. (10)3 a person who had been permitted to undertake derivatives business in the category of derivatives brokerage under the
directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and management of information