securities brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “ agent ” means a person who is appointed by a securities
brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “agent” means a person who is appointed by a securities company as its
case of a change of position or power of management of the person already approved by the SEC Office, that is, a change from the position of manager to the position of director, or from the position of
. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of
management company shall return the subscription money and other benefits accrued upon the proceeds received from the offering to the subscribers proportionately to subscription money received within fourteen
; 1. Date of Transaction Within February, 2020 2. Related Parties Name of the provider of the financial assistance - AEON Thana Sinsap (Thailand) Plc. is a major shareholder of AEON Specialized Bank
101,601,000). In this regard, the purpose of UBM JV is to carry on hotel management service business. The details of which are as follows: Name: UBM + VH Hotels GmbH Registered Office: Albert-Rosshaupter Straße
report on such changes to the Office as per Form 117-7 attached to this Notification within fourteen days from the next following date after such information has changed. Clause 6. The management company