independent director, in the case of a central securities depository; (2) adopt an effective internal control system and an efficient, independent audit system. In addition, a securities clearing house shall
, update agenda for the 2022 AGM , chang the record date for determining the shareholders to attend the 2022 AGM ,and the dividend omissions (additional) 07/03/2022 08:25 Resolutions of the BOD's Meeting 2
ฉบับ update รายปี (แบบ 123-3) -2- ค่าธรรมเนียมท่ีเรียกเก็บจากผู้สั่งซื้อหรือผู้ถือหน่วยลงทุน อัตราตามโครงการ เรียกเก็บจริง ○ ค่าธรรมเนียมการขายหน่วย [% Unit Value] [% Unit Value] ○ ค่าธรรมเนียมการรับซื้อ
, monitoring and reporting risks, capital and liquidity are in place whereas segregation of duties and reporting lines are clearly defined in conformity with the good internal control principle. We also
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements
Company Limited (100%) Date of Transaction Within April 2018 Source of Funds Internal cash flow Objective of investment 1. To invest in Smart Vending Machines (SMV) project 2. Internal financial
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of
ภายใน (Internal) Questionnaire_B B Communication within https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx OFFER_DEBENT_EN.xlsx Electrical Products and Computer 08 Energy and Utilities 23,323.60 7 09
internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing https