to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on
both local and foreign investors. Moreover, Thailand ESG Data Framework will be a communication tool that allows listed companies and related parties to understand the expectations of institutional
such as chief executive officers, chief financial officers and chief accountants. This is to make sure that they understand their roles, duties and responsibilities from the start, as far as financial
fund with policy responsive to investors? needs. Mutual funds to be offered should fill savings-investment gap for targeted investors and easy to understand. Moreover, selling of investment units must be
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
” concept. Moreover, under the “Segment of One” concept, we focus on strengthening our capabilities by using data and advanced technology to understand and anticipate each individual customer’s need and
follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s
principles used in many countries to lay out and issue measures. Moreover, SEC also raises awareness about United Nations Guidelines on Business and Human Rights (UNGPs) among listed companies and businesses
the capital market. The project will raise awareness and understanding among local business owners about raising funds through the capital market which will support business expansion, increase in
of asset management companies, securities companies and bank branches for investors? investment decision making. We believe that the Project will raise public awareness in starting investment plan at