Limited (TIES*), and his aider Ms. Ornsiree Chinkamtornwong, for using inside information to sell the company?s shares. Following the SET?s referral, the SEC?s further investigation revealed that Assavin

information that the financial statements, the 2nd quarter of 2017, had a net loss of amount of 90.40 millions bath. During 14 to 26 July 2017, Mrs. Phenchan sold shares of AMC amount of 1,000,000 shares in the

filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the

from KKTRADE Securities Company Limited, the SEC probed into {A}' s case and found that she had been authorized by her client to make securities trading decisions on the client?s behalf for a period of

into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close

Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and

), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices.  The order were split into a number of orders despite it could be

purchasing or selling; or inviting or offering any other persons to purchase or sell the company's shares, both directly or indirectly, and whether or not for his/her own or another person's benefit.  The

Miss Inthira Chuagsanit Between May 18, 2024 and June 13, 2024 Miss Inthira Chuagsanit a director or executive of Nex Point public company limited (NEX), has changed her securities holding. And Mr

Limited (“ALL”), had changes in her securities holdings in ALL during the period from 28 August 2020 to 27 August 2021, through transactions executed by herself as well as by her former spouse. Accordingly