การทำ suitabillity test 2.1 ปัจจุบัน ผู้ประกอบธุรกิจไม่จำเป็นต้องทำ suitabillity test กรณีลูกค้าเป็นผู้ลงทุน
เงินทุนสัญญาซื-อขายล่วงหน้า ไม่ต้องทาํ suitability test กบัผู้ลงทุนสถาบัน จัดทาํโดย สํานักงานคณะกรรมการกาํกับหลกัทรัพย์และตลาดหลกัทรัพย์ เผยแพร่เมือวนัที 16 ธันวาคม 2556 เพือรับฟังความคิดเห็นจากผู้มีส่วน
in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating
Mr. Warot Norkeo 1. During 16 February 2015 – 29 July 2016, Mr. Warot, the assistant auditor holding the manager position, used inside information on the operating results from the fourth quarter of
intermediaries Intermediaries will be required to have a proper operational procedure to satisfy that each investor is qualified under the regulation and have the investor take a suitability test before selling
second largest major shareholder at the time, had known the inside information that a subsidiary of Central Retail Corporation Public Company Limited (CRC) was in the process of acquiring all securities
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
have supported an upward trend of the BKI share price. He disclosed such inside information to other persons who purchased BKI shares during February 24, 2014 - February 25, 2014 before the information
Piyapach, a dealer, possessed inside information related to trading orders of securities of fund and disclosed such information to Mr. Wisut, in which, Mr. Wisut placed trading orders of securities before
. Miss Piyapach, a dealer, possessed inside information related to trading orders of securities of fund and disclosed such information to Mr. Wisut, in which, Mr. Wisut placed trading orders of securities