timeframe, not exceeding 45 days, while refrain from performing further actions as directed by the SEC. If business operators fail to submit such notification or complete the corrections within the specified

Bangkok, October 27, 2011 ? The SEC has directed Tongkah Harbour Plc. ("THL") to rectify its financial statements for Q3/2010 and for the year 2010. THL is required to record compensation for

statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s

Bangkok, May 2, 2012 ? The SEC has directed Singha Paratech Plc. ("SINGHA") to rectify its financial statement for the year 2010 due to the scope of audit limitation imposed by the company?s

not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to

. The briefing focused on enhanced collaboration between the SEC and the Stock Exchange of Thailand (SET) in areas such as capital market regulation, digital transformation for a sustainable digital

, and to raise awareness of investment scams. The lectures focused on SMART principles (Specific, Measurable, Achievable, Realistic and Time-Bound), the “Three Knows” (Know Oneself, Know Others, and Know

, bonds, and digital assets), the SEC’s regulations, and awareness of investment scams. This session focused on SMART principles (Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three

enhance the understanding of financial planning and goal setting, as well as to raise awareness of investment scams. The lectures focused on deposit protection, debt relief measure, SMART principles

by Mr. Sopnendu Mohanty, Chief FinTech Officer, to discuss and exchange views on FinTech developments and key digital infrastructure. The discussions focused on promoting asset tokenization, securities