disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest and protect confidential information of
and protect confidential information of private fund; (g) Other systems showing the readiness to undertaking business as specified by the Notification of the Office. (4) Demonstrate that its personnel
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 3)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 8)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 10)
Check list การเสนอขายหุ้นกู้ในวงจำกัด (Private Placement)
Check list การเสนอขายหุ้นกู้แปลงสภาพในวงจำกัด (Private Placement)
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)