shall not be applicable to the following assets or persons: (1) assets of a client which is a mutual fund, private fund or any other similar fund under management of a securities company in its position
securities; (8) a company whose securities are traded in a securities trading center; (9) a trust under the Law on Trust for Transactions in the Capital Market. Clause 4 This Notification shall not apply in
ดิจิทัลเพื่อการลงทุน ICO G = 5,559 D = 155,559 H =1,555,559 Property / Infrastructure Fund ( 0 record(s) found) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name Unit Par
such executive. “associated person” means persons with one or more of the following relationships: (1) spouse and the child who has not yet become sui juris; (2) relationship between a juristic person
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such
Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Miss Tongjai Jidjaroonsawat During October 2019, Miss Tongjai Jidjaroonsawat while being a Vice Accounting Supervisor of Hwa Fong Rubber (Thailand) Public Company Limited (HFT), knew or possessed the