than 3 consecutive years; and SEC allows the auditors in a small audit firm to perform duties for more than 7 cumulative years but no more than 9 cumulative years. As the grace period is applicable to
raising channel for start-ups, small and medium-sized enterprises (SMEs) and technology-based and creative businesses as well as business restructure to have access to financial support from investing
? award for the small-sized booth. ?Exhibition booth is one of the key channels allowing the SEC to be reachable by investors and general public as it opened a venue for exchanging views and knowledge as
Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in
papers for shares issued by small and medium sized companies.?The SEC realizes underwriter?s important roles in relation to investors? investment decision making and credibility of Thai capital market. As
plant has been lower from 1,000 million baht to 500 million baht in response to government policy promoting small and medium size power plant. Other than infrastructure fund, the SEC will later introduce
ซื้อหนวยลงทุนจํานวนนอยกอน (“small lot first”) 1.2 เสนอขายและจัดสรรใหแกผูจองซื้อพิเศษ หรือ sponsor (เจาของ ผูใหเชา ผูโอนสิทธิ การเชา หรือผูใหสิทธิในอสงัหาริมทรัพย ที่กอง 1 จะลงทุน หรือกลุม
Mr. Supawit Sootisong Mr. Supawit Sootisong, the director of GISP Ltd. (GISP) operated derivatives business without license under the name of GISP by representing GISP to the general public as a gold
advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC