https://publish.sec.or.th/nrs/4003pe.doc 5883pe.doc Which May Constitute a Conflict of Interest in the Management of Mutual Funds in the part related to conclusion of transactions for property funds
that he transferred funds to pay for capital shares during the founding of Glooming Global Co., Ltd. and was acquainted with and connected to shareholders and executives of Glooming Global Co., Ltd. The
Singapore, had sold its shares in Jackspeed Corporation Limited, a listed company in the Singapore Stock Exchange Securities Trading Limited to Mr. Yip Tai Him at value of SGD 4,315,079.11 or equivalent to
where securities are being traded for clients. Clause 8 In the case where a securities intermediary invests in shares to acquire proprietary assets in accordance with the rules prescribed in the
period where securities are being traded for clients. Clause 8 In the case where a securities intermediary invests in shares to acquire proprietary assets in accordance with the rules prescribed in the
period where securities are being traded for clients. Clause 8 In the case where a securities intermediary invests in shares to acquire proprietary assets in accordance with the rules prescribed in the
Limited. (“Seahorse”) shall invest to purchase the newly issued ordinary share of Seahorse by 379,999 shares at the price of Baht 100 per share, total investment value is Baht 37,999,900 (par value of Baht
Limited. (“ERV”) shall invest to purchase the newly issued ordinary share of ERV by 24,999 shares at the price of Baht 100 per share, total investment value is Baht 2,499,900 (par value of Baht 100 per
Revolution Company Limited. (“ERV”) shall invest to purchase the newly issued ordinary share of ERV by 24,999 shares at the price of Baht 100 per share, total investment value is Baht 2,499,900 (par value of
Section 4 Securities and Exchange Act B.E. 2535 Section 4. In this Act "securities" means (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are