Securities and Exchange Commission No. Sor Nor. 31/2564 Re: Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the
ลงทุนระหว่างเขตบริหารพิเศษฮ่องกงแห่งสาธารณรัฐประชาชนจีนและไทย (Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand : HK-TH MRF) โดยมี
Hong Kong Special Administrative Region of the People's Republic of China and Thailand : HK-TH MRF) ซึ่ง ก.ล.ต. และ SFC ได้ร่วมลงนาม MoU เมื่อวันที่ 20 มกราคม 2564 เพื่ออำนวยความสะดวกด้านการเสนอขายกองทุน
the way for cross-country securities trading and services, which marks a major step toward future coordination in all aspects and creates linkage among capital markets in the region. Dr. Vorapol
. The MoU marks a significant milestone for closer capital market cooperation that will create greater business opportunities as well as sustainable growth and prosperity of the region.? SECC Director
forum on significant and immediate issues, cooperation and development of capital markets in Asia-Pacific region, on November 28-30, 2012 at Siam Kempinski Hotel in Bangkok. On this occasion, panel
Qualifying CIS as prescribed in Appendix C : Standards of Qualifying CIS of the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment
results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing, the Code of Ethics for Professional Accountants, and the
inspection, scope of inspection, summary of the inspection results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing
materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct