equipment leasing, agent-representative, design and production for advertising media production, management and operation of events and exhibitions and advertisement production and public relation. Existing
underwriting service - Investment advisory service - Derivatives trading agent business - Securities borrowing and lending service - Sales and redemption representative Overview of the Stock Exchange of Thailand
choose the insurance on the needs of customers. 4.3 Mutual Fund Selling Agent Service is a selling agent of the unit trusts for many asset management companies, which offer mutual funds of various types
September 2017 Page 7/22 4.3 Mutual Fund Selling Agent Service is a selling agent of the unit trusts for many asset management companies, which offer mutual funds of various types from debt instruments
Mutual Fund Selling Agent Service is a selling agent of the unit trusts for many asset management companies, which offer mutual funds of various types from debt instruments, equity instruments, equity to
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Derivatives Agent >> การขอจดทะเบียน ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1. ประกาศคณะกรรมการ ก.ล.ต. ที่ กธ. 7/2560
client’s assets; □ (3.6) System to prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
regulatory association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; “Marketing agent of fund manager
the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager” means any