waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the
requirement for financial advisor participation in the preparation of the registration statement; 3) Fees: to exempt the filing fee of the registration statement and require only the application fee of
Mr Sitthiphat Sinfaphanit Mr. Sitthipat, in his capacity as the person responsible for supervising the operations of Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
English (United States) SECBoard recommendations on corporate governance and sustainable development, risk management, compliance with other applicable laws and regulations including the SEC anti-corruption
recommendations via the SEC Thailand’s website or email: phireeyaphon@sec.or.th or pitchal@sec.or.th. The Public hearing ends on 21 March 2024.________________________Notes:* The client's assets are kept in custody
?SECID=996 and the legal hub at: https://law.go.th/. Stakeholders and Interested parties are welcome to submit comments and recommendations via the websites or emails: kanjanachat@sec.or.th, thapanee
legal hub at: https://law.go.th/listeningDetail?survey_id=MzgwN0RHQV9MQVdfRlJPTlRFTkQ=. Stakeholders and Interested parties are welcome to submit comments and recommendations via the websites or emails
managers of DA operators. The SEC has reviewed and considered the comments and recommendations received from both sessions in drafting the relevant regulations to ensure more appropriate and consistent