=6850 SEC discusses possible solutions to AGM holding amid COVID-19 outbreak with related agencies (3) electronic meeting: if listed companies intend to hold the shareholders
possibility of a substantial increase in related party transactions, the potential cross-shareholding structure and the possible overlapping of independent directors or audit committee members. Moreover, RS
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
accordance with SEC policy to increase the number of auditors in the capital market, to prevent the possible lack of auditors in the future.______________________
Public Limited Companies Act by holding a shareholders meeting as soon as possible to select new directors and fill vacant positions.In a letter to all individual IFEC directors whose name appear on the
, regular review of documents received from the intermediaries could help to spot any possible irregularities early. In case of any suspicious incident, investors should contact the compliance unit so that
) to provide experts? advice on possible solutions for correcting audit work deficiencies.Note to the Editor: The Independent Audit Inspection Activities Reports from 1 January 2013 to 31 December 2015
and lack of appropriate client acceptance procedures on non-audit service acceptance decisions. Setting proper procedures to identify impacts on independence and possible conflicts of interest was
years. Such success has been made possible by the continuing collaboration of all parties involved. In addition, the SEC has worked with the SET and the IOD to produce the CG Handbook, which contains
funds. "Such aforesaid research results have raised possible issues of unclear information disclosure, misleading advertising messages and fee collection. The SEC therefore reinforces such matters on