, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors

, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee

, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117

prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106

Transaction. Subject to the relevant approvals having been obtained and the satisfaction of the conditions precedent under the SPA, the Bank expects the completion of the Transaction to take place within 2020

, Ratchadapisek Road, Huakwang, Bangkok, for the additional office with total amount of 27,009,900 baht from Eksang Holdings Co., Ltd. (Major shareholder of the company). The transaction size is considered

from Eksang Holdings Co., Ltd., who is the major shareholder of the company, with total amount of 11.63 million baht. The transaction size is considered according to the middle size of connected

is considered an acquisition of assets with a transaction size according to the total value of consideration criteria of 27.402%, having the type 2 transactions (transaction size having a value equal

” ) . Upon consideration of the size of the transaction based on the total value of consideration per the Company’ s consolidated financial statements for nine months ended September 30, 2018, reviewed by the

, 2003 (as amended) (the “Notifications on Connected Transactions”). Upon calculation of the transaction value of the disposal of the Company’s assets, the transaction size is higher than Baht 20 Million