Authorized Director of Securities and Derivatives Business Operator

Authorized Director and Manager of Securities and Derivatives Business Operator

Authorized Director of Securities and Derivatives Business Operator

Independent Director of Securities and Derivatives Business Operator

Authorized Director and Manager of Securities and Derivatives Business Operator

Authorized Director and Manager of Digital Asset Business Operator

Authorized Director and Manager of Digital Asset Business Operator

Derivatives Business Operator's Holiday in 2006

Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator: ______________________________________________

Page 1 of 4 Form 35 – retail ASEAN CIS Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator